Singapore Regulator Keeps up Fintech Momentum

25 August 2016

Singapore Regulator Keeps up Fintech Momentum

Published by Finews Asia – Thursday 25th August 2016

The Hong Kong Securities and Futures Commission has fined Morgan Stanley Hong Kong Securities for internal control failures between 2010 and March 2016.

The Securities and Futures Commission (SFC) said it has resolved its concerns with Morgan Stanley Hong Kong Securities (MSHK) over its internal control failures. Under the resolution, the SFC reprimanded and fined MSHK $18.5 million

11 February 2015

Graham Sadler Relinquishes His Role as CFO at BGC Partners

Published by ForexMagnates – 11th February 2015

BGC Partners, Inc. a global brokerage conglomerate has reported that Chief Financial Officer Graham Sadler will be relinquishing his role and stepping down, but will remain with the firm until a succession candidate is located.

Mr. Sadler has been with BGC and Cantor Fitzgerald since 2008, having served as its CFO in both the European and Asian markets. He received a promotion back in 2009 to CFO for BGC’s global operations. Presently the brokerage has not decided on a succession candidate, promoting Mr. Sadler to remain until BGC’s next CFO is determined.